We are extremely committed to safeguarding your right to privacy and
security with regards to personal and financial information.
Information Security
We maintain physical, electronic, and procedural safeguards to guard your
nonpublic personal information. We limit access to your personal and account
information to those of our employees and service providers who need to
know that information to provide and administer the products or services
that we offer. This access enables them to assist you in completing transactions,
offer you additional financial services, and resolve any customer services
issues that may arise.
Even if you never open an account, close your account(s) or become an
inactive customer, we will adhere to the privacy policy and practices
as described in this Privacy Notice.
Information We Collect
The non-public personal information we collect about you (your "Information")
comes primarily from the account applications or other forms you submit
to us. We may also collect information about you from our service providers
about your transactions and experiences relating to the products and services
we provide, or from government or third party providers such as credit
bureaus to verify your identity and to comply with NASD, SEC regulations
and Federal and State laws.
This nonpublic information may be shared with authorized users, including
both affiliated and nonaffiliated third parties, under strict guidelines
to safeguard your privacy and in order to provide you with the services
and financial choices that are most likely to be of value to you. These
sharing policies and practices are described below: |